Analyst – Client Guideline Management

Are you an aspiring financial professional with a keen eye for detail and a passion for regulatory compliance? Randstad, a global leader in HR services, is seeking a dedicated Client Guideline Management Analyst to join our dynamic team in Pune. This exciting early-career opportunity places you at the forefront of financial integrity, where you will play a crucial role in managing pre- and post-trading compliance across a diverse range of financial products. If you possess a solid understanding of capital markets and are ready to contribute to a growing, supportive team, we invite you to apply for this vital Client Guideline Management Analyst position.

As a Client Guideline Management Analyst, you will be instrumental in ensuring that our clients' investment activities adhere strictly to established guidelines and regulatory requirements. This role is perfect for professionals with 0.6 to 3 years of experience who are eager to deepen their expertise in financial compliance and portfolio management within a global context, working across APAC, EMEA, and US rotational shifts.

Key Responsibilities

• Implement, monitor, and enforce client investment guidelines for various financial products, including Equities and Derivatives, safeguarding against potential violations.
• Conduct thorough pre-trade and post-trade compliance checks, utilizing specialized tools to identify and mitigate potential breaches and ensure regulatory adherence.
• Manage and optimize portfolio compliance through the effective use of internal and external compliance management systems and data analysis.
• Analyze and interpret complex financial data to ensure strict adherence to regulatory frameworks, internal policies, and client mandates.
• Collaborate closely with internal stakeholders, including portfolio managers, traders, and risk teams, to resolve compliance-related issues promptly and effectively.
• Prepare detailed compliance reports and provide insightful analyses into potential risks, compliance trends, and areas for process improvement.
• Actively participate in the ongoing enhancement of compliance processes, methodologies, and systems to improve efficiency, accuracy, and overall control environment.
• Contribute to the development and maintenance of compliance documentation and best practices within the Client Guideline Management function.

Requirements

• A Bachelor's degree (BCom, BBA) or Master's degree (MBA) in Finance, Business Administration, Economics, or a closely related quantitative field.
• 0.6 to 3 years of progressive professional experience, ideally within capital markets operations, financial services, or a dedicated compliance and risk management role.
• Demonstrated strong knowledge of capital markets, financial products, and investment instruments such as Equities and Derivatives.
• Solid understanding of pre-trading and post-trading compliance principles, methodologies, and regulatory requirements.
• Proficiency in data analysis and reporting tools, specifically SQL for querying databases and Power BI for data visualization and dashboard creation.
• Familiarity with portfolio management concepts, investment guidelines, and dedicated compliance management software solutions.
• Excellent analytical, problem-solving, and critical thinking skills with the ability to interpret complex regulations and financial data accurately.
• The flexibility and willingness to work effectively in a rotational shift environment (APAC / EMEA / US) to support our global operations seamlessly.

What We Offer

• An excellent opportunity for significant early-career growth and advancement within a leading global HR services firm operating at the intersection of finance and technology.
• Extensive exposure to a wide array of sophisticated financial products, international market dynamics, and global compliance standards.
• A dynamic, collaborative, and supportive work environment that actively fosters continuous learning, skill development, and professional mentorship.
• The chance to make a tangible and impactful contribution to safeguarding financial integrity, ensuring client trust, and mitigating operational risks.
• Opportunities to work with cutting-edge compliance tools and technologies, enhancing your technical and domain expertise.